The Law Office of Jason E. Ambers (LOJA) is dedicated to helping individuals and companies navigate a broad array of compliance and regulatory issues under the federal and state "blue sky" securities laws. This includes providing advice regarding the application of the federal and state “blue sky” laws to a particular securities offering and providing advice regarding any compliance issues. LOJA also defends individuals and companies in front of securities regulators when they are faced with an investigation or enforcement action and serves as a testifying and consulting expert in civil, criminal, or administrative matters.

It is widely accepted that the federal and state “blue sky” securities laws are a minefield filled with highly complex and constantly changing and rapidly evolving laws and rules that can entrap even the most seasoned issuer. Seasoned securities attorneys recognize that it is not enough to know the securities laws and rules and that they must also know how those laws and rules interact with each other, any formal and informal guidance from a securities regulator (and judicial decisions), and regulator’s expectations, motivations, and constraints.

Individuals and companies will benefit from the fact that, as a former senior state securities regulator, I regularly engaged with my colleagues as well as issuers, their attorneys, and market participants regarding securities registration, enforcement, and policy matters. That engagement included providing formal and informal guidance that helped issuers to better understand their options for raising capital, how to comply with the securities laws, and how to avoid (or mitigate) any compliance mistakes.